This
page
is
part
of
the
FHIR
Specification
(v3.0.2:
STU
3).
(v3.3.0:
R4
Ballot
2).
The
current
version
which
supercedes
this
version
is
5.0.0
.
For
a
full
list
of
available
versions,
see
the
Directory
of
published
versions
.
Page
versions:
R5
R4B
R4
R3
R2
FHIR
Infrastructure
Work
Group
|
Maturity Level : 5 |
Ballot
Status
:
|
Normative Candidate Note: This page is candidate normative content for R4 in the Infrastructure Package . Once normative, it will lose it's Maturity Level, and breaking changes will no longer be made.
Many
elements
in
the
FHIR
resources
have
a
coded
value
:
some
fixed
string
(a
sequence
of
characters)
assigned
elsewhere
that
identifies
some
defined
"concept".
"concept".
The
sequence
of
characters
and
its
meaning
may
be
defined
in
one
of
several
places:
code
system,
or
HL7
v2
table)
,
or
SNOMED
CT
These
methods
of
defining
codes
are
collectively
called
"code
systems".
"code
systems".
This
list
is
far
from
complete;
there
are
many
ways
to
define
code
systems,
and
they
vary
widely
in
sophistication
and
size.
Throughout
this
specification,
coded
values
are
always
treated
as
a
pair
composed
of
"system"
"system"
and
"code",
"code",
where
the
system
is
a
URL
that
identifies
the
code
system
that
defines
the
codes.
Note
that
system
values
are
always
case
sensitive.
Different
code
systems
make
their
own
rules
as
to
whether
the
codes
they
define
are
case
sensitive
or
not.
Note
that
all
the
codes
defined
by
FHIR
itself
are
case
sensitive
and
SHALL
be
used
in
the
provided
case
(usually,
but
not
always,
lowercase).
The
FHIR
framework
for
using
coded
values
is
based
on
the
fundamental
framework
defined
in
section
5
of
the
HL7
v3
Core
Principles
document,
including
the
separation
between
code
systems
and
value
sets.
|
When
codes
are
carried
in
resources,
one
of
|
|
| code | The instance represents the code only. The system is implicit - it is defined as part of the definition of the element, and not carried in the instance. |
| Coding | A data type that has a code and a system element that identifies where the definition of the code comes from |
| CodeableConcept |
A
type
that
represents
a
concept
by
plain
text
and/or
one
or
more
coding
elements
(See
the
datatype
notes
for
a
discussion
of
code
translations
and
using
text
in
CodeableConcept)
|
| In addition, the following data types also carry coded values, or content that can be treated as a code and bound to a valueset: | |
| Quantity |
|
| string |
The
instance
carries
a
string.
In
some
cases
applications
may
wish
to
control
the
set
of
valid
strings
for
a
particular
element,
so
the
string
value
can
be
treated
as
a
coded
element
(like
code
)
|
| uri |
Like
string
,
URIs
can
be
treated
as
a
coded
element
|
Notes:
.
The
set
of
coded
values
that
is
allowed
in
an
element
is
known
as
a
"value
set"
"value
set"
.
Anywhere
these
four
data
types
are
used,
the
specification
"binds"
"binds"
a
value
set
to
the
element.
element,
and
for
the
types
code,
Coding,
and
CodeableConcept,
always
does.
The difference between a code system and a value set is an important distinction that is easily missed by implementers, since the difference is often overlooked in system design. For instance, it's not unusual to see an application table that is a mixed list of codes, containing some LOINC codes and also some additional in-house codes. Quite often, there is no explicit differentiation between them; only the fact that a code happens to look like a LOINC code betrays its origin.
For
data
exchange,
on
the
other
hand,
explicitly
tracking
the
source
of
the
code
is
both
important
and
necessary.
In
order
to
do
this,
each
code
system
that
defines
codes
is
assigned
a
URL
that
identifies
it,
and
all
the
codes
it
defines
are
actually
a
pair
("Code
Pair":
("Code
Pair":
a
name
with
a
namespace).
So
in
the
case
of
this
mixed
list
example
from
the
previous
paragraph,
there
are
two
code
systems:
LOINC
(http://loinc.org)
and
a
local
one
(let's
say
it
has
been
given
the
URL:
http://example.com/codesystems/additional-test-codes).
The
application
table
is
a
single
value
set
(a
set
of
Code
Pairs)
that
includes
codes
from
each
of
those
two
namespaces.
The
value
set
itself
is
given
its
own
URL
as
an
identifier
(e.g.
"http://example.com/fhir/ValueSet/test-codes").
"http://example.com/fhir/ValueSet/test-codes").
This
identifies
the
set
of
Code
Pairs,
but
is
never
used
as
the
namespace
in
a
actual
code
pair,
or
in
an
instance.
In
FHIR,
Code
Pairs
are
always
represented
as
"code"
"code"
and
"system",
"system",
except
for
the
simple
data
type
code
where
the
namespace
(e.g.
the
system
element/property)
is
fixed
in
the
schema
and
not
represented
explicitly.
Note that for some code systems, there is a single correct mechanism by which to represent codes defined by the system as a single URL. These single URLs are used in the context of the RDF format to enable ontological reasoning. The URL is often a direct reference to a web source that can provide additional definitional material about the concept. Where the mechanism is known, and defined by the code system, it is described in this specification.
The
URL
in
a
system
is
always
a
reference
to
a
code
system,
not
to
a
value
set.
The
system
ensures
that
codes
can
be
unambiguously
traced
back
to
their
original
definition,
and
that
logical
comparisons,
matching
and
inferences
can
be
performed
consistently
by
different
systems.
For
this
reason,
choice
of
the
correct
URI
for
the
system
attribute
is
critical.
The correct value to use in the system for a given code system can be determined by working through the following list, in order:
-
if
a
code
system
is
listed
here
with
status
=
active
,
it
SHALL
be
used
-
if
a
code
system
is
registered
here,
the
OID
SHOULD
be
used
(using
the
syntax
urn:oid:[oid])
If
a
code
system
is
not
resolved
by
this
list,
and
there
is
no
publisher
to
consult,
implementers
must
choose
a
URI
to
use.
The
priority
should
be
to
choose
a
unique
value
that
won't
accidently
accidentally
be
used
by
another
implementer
for
a
different
purpose
-
or
a
very
similar
purpose
with
a
different
scope.
For publishers of code systems, the following considerations should be kept in mind when defining the correct URI to use:
Note:
if
the
code
system
is
made
available
packaged
inside
a
ValueSet
resource,
the
correct
URL
for
the
system
value
is
ValueSet.codeSystem.system
,
not
ValueSet.uri
.
When an element is bound to a value set, the binding has these properties:
| Name | A descriptive name used when presenting information about the binding |
| Strength | How the binding should be understood - see below |
| Reference | A URL that defines the value set. Usually, this is a direct reference to a ValueSet resource, but can be a more indirect reference, where the value set is inferred |
| Description | A text description of the use of the codes. If there is no reference, this must be populated. When there is a reference, this can be used to make additional notes about the use and implementation of the value set |
In
the
FHIR
declarative
datatypes,
a
A
binding
is
always
represented
using
an
ElementDefinition.binding
.
There are a number of places in the specification where value sets are referenced in order to bind a coded value to a value set:
| ElementDefinition .binding.valueSet[x] | Used to bind a defined element to a value set |
| ConceptMap .source[x] and .target[x] |
|
| Questionnaire .group.question.options | Indicates that answers to a set of questions come from a value set |
| ValueSet .compose.import | The content of a value set includes the content in the imported value set too |
| OperationDefinition .parameter.binding | Used to bind a defined parameter to a value set |
| ValueSet Reference Extension | Indicates that a particular coded value was chosen from the specified value set |
There are two types of value set references in this list, direct and logical.
A direct value set reference has the type Reference , and refers directly to a ValueSet based on a URL, usually to a terminology server running a FHIR RESTful API . When accessing a value set based on this kind of reference, a system should access the URL directly (after converting a relative reference to an absolute reference according to the local context). If this process fails, the system is unable to resolve the value set and must handle the error appropriately.
Example:
GET fhir/Questionnaire/234
<Questionnaire>
...
<question>
<options>
<reference value="ValueSet/234234"/>
<reference value="ValueSet/234234"/>
</options>
</question>
....
</Questionnaire>
This specifies that the values for a particular questionnaire come from the ValueSet with id 234234 on the same FHIR end-point. To resolve this, the system would GET fhir/ValueSet/234234
Typically, a direct reference like this is good for in-process references, in closed or carefully managed eco-systems. In a more general context, these references tend to be fragile over time because web URLs - including RESTful API URLS - are easily reassigned. For this reason, systems are encouraged to use logical value set references.
A logical value set reference has the type uri , where an absolute URI is provided that matches the one in ValueSet.url. The value set URL can - and is preferred to be - a web address that actually resolves directly to a fixed web address that serves as the authoritative source for that value set. Alternatively, the system can query its terminology server(s) to resolve a value set with that URL as its identity.
Example:
<StructureDefinition>
...
<element>
...
<binding>
...
<valueSetUri value="http://hl7.org/fhir/ValueSet/clinical-findings"/>
<valueSetUri value="http://hl7.org/fhir/ValueSet/clinical-findings"/>
</binding>
...
</element>
....
</StructureDefinition>
This
specifies
that
the
element
is
bound
to
the
value
set
with
a
ValueSet.url
of
http://hl7.org/fhir/ValueSet/clinical-findings
.
One
way
to
accees
this
value
set
is
to
try
GET
http://hl7.org/fhir/ValueSet/clinical-findings
-
which
works,
for
this
value
set
-
http://hl7.org/fhir/ValueSet/clinical-findings
returns
the
authoritative
value
set
for
this
URL.
Alternatively, the value set could be resolved using a local terminology server. If that's running a FHIR Terminology Server , then this would work like this:
GET fhir/ValueSet?url=http://hl7.org/fhir/ValueSet/clinical-findings
if the terminology server knows the value set, then it will return the value set. If the URL doesn't resolve to an authoritative value set, and the terminology server(s) don't know the value set, the system is unable to resolve the value set and must handle the error appropriately.
The value set URL is allowed to be a URI such as a UUID (e.g. urn:uuid:c0e0d027-1250-4278-8f44-33a49dc67916). These value sets can never be accessed directly, and must come from a terminology server. Note that this specification defines many value sets that have a logical URL that is not resolvable (examples for SNOMED CT , RxNorm , LOINC )
Using a logical reference which is a direct reference to the authoritative value set is the easiest and most reliable approach. However, this requires suitable hosting arrangements, and cannot always be guaranteed, so it is not required.
Version specific Logical References
A value set has a two part identifier: a url, and a version. Some value sets only ever have a single 'version'; a revision of the value set contents will cause a new url to be assigned. Others, however, maintain the same URL, and change the version. A terminology server may have multiple value sets for the same ValueSet.url with different versions.
To be precise about which version of a value set is being referred to in a value set reference, append the version to the canonical url with a '|' like this:
<valueSetUri value="http://hl7.org/fhir/ValueSet/clinical-findings|0.8"/><valueSetUri value="http://hl7.org/fhir/ValueSet/clinical-findings|0.8"/>
This is a version specific reference to a value set. Searching for this on a terminology server would look like this:
GET fhir/ValueSet?url=http://hl7.org/fhir/ValueSet/clinical-findings&version=0.8
Note that if a value set reference does not have a version, and the server finds multiple versions for the value set, the system using the value set should pick the latest version of the value set and use that. Note that this applies to all conformance resources .
Note that as a matter of ongoing development, a few elements that have coded data types are not bound to any value set at all. Bindings are to be provided for these elements.
Almost all of the elements that have a coded data type are bound to a value set. The bindings are associated with various degrees of flexibility as to how closely the value set should be followed:
| required | To be conformant, the concept in this element SHALL be from the specified value set |
| extensible | To be conformant, the concept in this element SHALL be from the specified value set if any of the codes within the value set can apply to the concept being communicated. If the value set does not cover the concept (based on human review), alternate codings (or, data type allowing, text) may be included instead. |
| preferred | Instances are encouraged to draw from the specified codes for interoperability purposes but are not required to do so to be considered conformant. |
| example | Instances are not expected or even encouraged to draw from the specified value set. The value set merely provides examples of the types of concepts intended to be included. |
The precise conformance criteria for 'required' and 'extensible' binding strengths vary by the data type to which they are applied, as described in the paragraphs below.
Irrespective of the binding strength, when a StructureDefinition is used to describe local usage, it can bind the element to a different value set in order to be much more precise about exactly which coded values can be used for these elements, and/or increase the strength of the binding. There are different rules for this, depending on the binding strength, as discussed below. Generally it is expected that jurisdictions, projects and vendors will work together to choose actual working value sets.
To be conformant, codes in this element SHALL be from the specified value set.
In the standard, this is generally used for elements where the value needs to be strictly controlled so that everyone can interpret it with confidence. Generally, this is used for elements with type code :
,
Language
Codes
,
UCUM
,
etc.)
The other place where this is used is when profiling resources , and there is agreement within a particular context of use that a particular set of codes are the only ones that can be used. In these cases, the data type SHALL contain one of the values in the value set.
The following rules apply when required bindings are used with the CodeableConcept data type:
text
can
be
provided
as
well,
and
is
always
recommended,
but
is
not
an
acceptable
substitute
for
the
required
code
If a required binding is applied to an element with maximum cardinality > 1, the binding applies to all the elements.
The following rules apply when required bindings are used with the code data type:
When an element is bound to a required value set, derived profiles may state rules on which codes can be used, but cannot select new or additional codes for these elements.
To be conformant, codes in this element SHALL be from the specified value set if any of the codes within the value set can apply to the concept being communicated. If the value set does not cover the concept (based on human review), an alternate system.code may be used instead.
If the data type is CodeableConcept , then one of the coding values SHALL be from the specified value set if a code applies, but if no suitable code exists in the value set, alternate code(s) may be provided in its place. If no codes, including local codes, are available, then just text may be used.
If an extensible binding is applied to an element with maximum cardinality > 1, the binding applies to all the elements.
If the data type is Coding , then the code/system SHALL be from the specified value set if a code applies, but if no suitable code exists in the value set, an alternate code may be provided in its place.
Identified gaps in value sets should be submitted to the organization administering the value set in order to improve interoperability in the future.
Extensible bindings are used when there is consensus at the specification or profiling level about the coded values that should be used, but it is impossible to create a bounded list of codes that are known to cover all use cases, including ones that are yet to arise.
When an element is extensibly bound to a value set, derived profiles may state rules on which codes can be used, but cannot select new or additional codes for these elements unless no codes with appropriate meanings are found in the base value set.
Instances are encouraged to draw from the specified codes for interoperability purposes but are not required to do so to be considered conformant.
If the data type is CodeableConcept , then one of the coding values SHOULD be from the specified value set, but another code and/or text can be used in its place.
Preferred bindings are used when there is consensus at the specification level about the coded values that are the best to be used, but there is recognition that some implementation contexts are unable to use the recommended codes for a variety of reasons. Applications should consider adopting the preferred value set wherever possible, as these preferred value sets are the most likely to server interoperability purposes in the future.
When an element is bound to a preferred value set, derived profiles may bind the element to any value set they choose.
Instances are not expected or even encouraged to draw from the specified value set. The value set merely provides examples of the types of concepts intended to be included.
Example bindings are used when an element has a very broad meaning (such as List .code), or there is no consensus over the correct codes to be used. For these bindings:
Some other coded value MAY be used, or (for a CodeableConcept), a text alternative MAY be provided. Example value sets are provided to assist implementers to understand the correct use of an element. Value sets based on code systems such as SNOMED CT that have restrictive license terms will only be used as example bindings in the base FHIR specification, though implementation guides for particular jurisdictions may adopt value sets that require licenses.
When an element is bound to an example value set, derived profiles may bind the element to any value set they choose.
In
a
few
special
cases,
humans
customarily
use
codes
directly
for
elements
that
have
type
"string".
"string".
A
typical
case
is
codes
for
states,
and
there
are
several
places
where
a
URI
must
come
from
a
set
of
controlled
values.
An
element
of
type
string
or
uri
can
also
be
bound
to
a
value
set.
When
a
string
or
URI
is
bound
to
a
value
set,
the
value
property
SHALL
contain
the
code
specified
by
the
value
set,
and
the
system
and
display
values
are
ignored.
FHIR has defined a Terminology Service specification which sets requirements for systems that support the use of codes, value sets and code systems.